::Global Wealth Management, LLC::

ANNUAL PRIVACY NOTICE

Thursday, June 28, 2018

It is the policy of Global Wealth Management, LLC to keep confidential nonpublic personal information (“information”) pertaining to each current and former client (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) unless GWM is: (1) previously authorized by the client to disclose information to individuals and/or entities not affiliated with GWM, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by GWM in order to facilitate the commencement/continuation/termination of a business relationship between the client and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for GWM (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider. Each individual and/or entity affiliated with GWM is aware of GWM’s Privacy Policy, and has acknowledged his/her/its requirement to comply with same. In accordance with GWM’s Privacy Policy, each such affiliated individual and/or entity shall have access to information to the extent reasonably necessary for GWM to perform its services for the client, and to comply with applicable regulatory procedures and requirements.

Should you have any questions regarding the above, please contact Edward Graham, Chief Compliance Officer of Global Wealth Management, LLC.

Martin Tuchman

Martin Tuchman is Chairman and Chief Executive of e Tuchman Group, a rm with holdings in real estate, banking and international shipping. Earlier, while at the Railway Express Agency, together with a group of shipping engineers at the American National Standards Institute, he created the standards for intermodal shipping containers and chassis still in use today.

Subsequently, he co-founded Interpool, one of the nation’s leading container leasing companies and later formed Trac Lease, the largest chassis leasing company in the US. Together with his partner, they sold both of these companies in 2007 for $1 billion.

Mr. Tuchman serves on the Board of Directors of Fortress Transportation and Infrastructure, LLC, a NYSE listed company and previously served on the Board of Directors of Horizon Lines, Inc. and SeaCube Container Leasing Ltd. In banking, he served on the Board of Directors of Yardville National Bank and as Chairman of the Board of First Choice Bank in Lawrenceville, New Jersey.

Active in Parkinson’s Disease philanthropy, and as Chairman of e Tuchman Foundation, he works closely with Parkinson’s organizations to secure NIH research grant approvals. He is also on the Boards of the American Cancer Society of Mercer County and the Trenton Area Soup Kitchen.

Among his numerous honors, Mr. Tuchman was named Entrepreneur of the Year by Ernst & Young and he and Interpool earned a Grand Prize in Cisco’s Growing with Technology Award. Mr. Tuchman received the Hero medal at e Smithsonian Institute and Interpool’s material is now part of the Smithsonian’s National Museum of American History.

NJIT’s School of Management which shapes students to become technology leaders and managers was named in honor of its distinguished alumnus: e Martin Tuchman School of Management.

Mr. Tuchman earned his B.S. in Mechanical Engineering from New Jersey Institute of Technology and his MBA from Seton Hall University. Recipient of NJIT’s Alumni of the Year Award, he has been a member of the school’s Board of Trustees and is currently on its Board of Overseers.

Lino DeAngelis, CFP®

Lino DeAngelis is the Vice President and a Senior Wealth Manager with Global Wealth Management (GWM). Lino is responsible for advising the firm’s high net worth families, endowments, and pension plans in the management of their investment assets and financial planning needs. He has over twenty years of comprehensive financial and estate planning experience and is a member of GWM’s Investment Committee. Lino participates in the GWM investment decision-making process, performs investment due diligence, and prepares comprehensive financial planning reports for our clients.

Prior to joining GWM in 2007, Lino was a Financial Planner with Janney Montgomery Scott, LLC and Radnor Financial Advisors, Inc. where he assisted high net worth clients in the areas of financial, tax and estate planning. Lino is a CERTIFIED FINANCIAL PLANNER™ Practitioner and received a Master of Science in Financial Planning (MSFP) from Bentley University and a B.S.B.A. in Finance with a minor in Economics from Villanova University.

He and his wife, Tanya, live in Langhorne, PA with their two daughters.

Ram Kolluri, CFP®

Ram Kolluri is the Founder and Chairman of Global Wealth Management. After working as a financial analyst for CBS, Ram began his career in investments at the Merrill Lynch New York City office in 1980. In 1981, he established Global Wealth Management (GWM). Ram has developed proprietary valuation models for the U.S. and international equity markets, and has gained considerable attention for his highly successful quantitative research capabilities to portfolio management.

Ram previously wrote the weekly column, “The Market View,” for the Trenton Times. In addition, he is widely quoted in The New York Times, The Wall Street Journal, Fortune, and Business Week, among other professional journals and newspapers. Ram is often invited as a guest speaker and panelist at professional meetings and has appeared on CNN, CNN/fn, CNBC, PBS, and Bloomberg Radio and Television.

Born in India, Ram holds a B.S. in Mathematics from Andhra University and an M.B.A. from Pace University. He also holds certificates as a Chartered Accountant in India and a CERTIFIED FINANCIAL PLANNER™ Practitioner from the College of Financial Planning in Denver, Colorado.

Sripat Pandey

Sripat Pandey is the President and Chief Investment Officer of Global Wealth Management (GWM). Sripat has over twenty years of investment experience consisting of equity investing, investment banking, and corporate finance/M&A. Sripat moved to the US in 2000 to serve as President of ICICI Securities Inc. He has advised major US corporations, private equity majors, and Indian corporations on cross-border transactions between the US and India.

Sripat started his career as an analyst at an international fund after earning an Engineering degree from IIT Kanpur and his MBA from IIM Bangalore, both lead premier engineering and management schools in India.

Sripat and his wife, Gauri, live in Monroe Twp, NJ with their two children.

Edward A. Graham

Edward A. Graham recently joined the Global Wealth Management team with over twenty years of investment management experience. Previously, he was President of Graham Capital Management, Inc. where he was responsible for managing equity investments for Th e Tuchman Group, which also has holdings in real estate, banking and international shipping. From 1995-2007, Graham Capital Management provided equity portfolio services and advice to Interpool, Inc., a lessor of shipping containers and chassis. Ed graduated from the University of Tampa in 1992 with a Bachelor of Science in Finance.

Daniel J. Hanley, Jr., AWMA®

Daniel J. Hanley, Jr. is a Wealth Manager with Global Wealth Management (GWM). Dan provides sound fi nancial advice and value-added service to investors. He strives to build long-term relationships based on mutual trust and respect, as he helps clients develop and implement strategies for building wealth and realizing their goals.

Dan brings over twenty-three years of fi nancial services industry experience. He has held positions at Wells Fargo, Drexel Hamilton, Rodman & Renshaw, and Deutsche Bank. Dan holds a bachelor’s degree in Industrial Psychology from Hofstra University, and he has earned the Accredited Wealth Management Advisors (AWMA) certifi cation by meeting rigorous professional standards, and passing a comprehensive examination from the College for Financial Planning.

Dan participates in a number of community organizations. He serves as treasurer of the Hopewell Valley YMCA, and the head coordinator of the Hopewell Valley Girls Lacrosse program. Dan and his wife, Andrea, live in Pennington with their three children.

Tim Kingston, CFP®

Tim Kingston is the Director of Operations and a Wealth Manager with Global Wealth Management (GWM). Tim is responsible for the day to day operations of the fi rm as well as advising high net worth individuals and pension plans in the management of their investment assets and fi nancial planning needs. He brings over fi ft een years of experience in the fi nancial services industry, including equity trading to GWM. As a member of GWM’s Investment Committee, Tim actively participates in the GWM investment review process and acts as the head trader. Tim is a graduate of Rutgers University with a BA in Psychology and is a CERTIFIED FINANCIAL PLANNER™ Practitioner.

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